2006 Bond Documents: Regarding Special Tax Revenue Refunding Bonds

2006 Closing Documents Index

 

A. BACKGROUND DOCUMENTS

  1. Amended and Restated Indenture of Trust
  2. First Supplement to the Amended and Restated Indenture of Trust
  3. Second Supplement to the Amended and Restated Indenture of Trust
  4. Third Supplement to Amended and Restated Indenture of Trust
  5. DTC Blanket Letter of Representation

B. BASIC BOND DOCUMENTS

  1. Fourth Supplement to Amended and Restated Indenture of Trust (Includes Exhibit A: Form of 2006 Bond and Exhibit B: Interest Rate Swap Transaction Documents
  2. Bond Purchase Contract (Includes Exhibit A: Letter of Representations; Exhibit B: Supplemental Legal Opinion of Bond Counsel; Exhibit C: Opinion of Counsel to Authority; Exhibit D: Opinion of City Solicitor and Exhibit E: Opinion of Special Counsel to the City
  3. Auction Agency Agreement
  4. Broker Dealer Agreement
  5. Official Statement
  6. Tax Compliance Agreement (Includes Exhibit A: Sources and Uses; Exhibit B: Certificate of Underwriter; Exhibit C: Certificate of Bond Insurer and Exhibit D: Certificates of Swap Provider and Swaption Agreement
  7. Internal Revenue Service Form 803 8-G
  8. Closing Receipt (Includes Schedule I: Sources and Uses and Schedule II Financing Fees and Expenses
  9. Specimen Bonds
  10. Continuing Disclosure Agreement

C. DOCUMENTS PROVIDED BY THE AUTHORITY

  1. Disbursement Letter Agreement with State Treasurer
  2. Proof of Publication Notice
  3. Certificate of Secretary of Authority relating to Bylaws, Resolutions and forms of Bonds (Includes Exhibit A: Authority Bylaws; Exhibit B: Bond Resolution; Exhibit C: Resolution Approving Intergovernmental Cooperation Agreement; Exhibit D: Letters of appointing authorities appointment of Authority Board and Exhibit E: Form of Bonds
  4. Certificate of Authority pursuant to the Bond Purchase Contract (Includes Exhibit A: Verification Report of Isdaner & Company
  5. Letter of Authority to City regarding Amended and Restated Indenture of Trust with Consent by City
  6. Consent of Accountants, Isdaner & Company, as to inclusion of Audit Report in OS

D. DOCUMENTS PROVIDED BY THE CITY

  1. Certificate as to Incumbency and Signatures of City Officials
  2. Certificate of Director of Finance
  3. Certificate of Director of Finance certifying the most recent Financial Plan of the City
  4. Certificate of Chief Clerk as to effectiveness of ordinances and Resolutions (Including Exhibit A: Bill No. 1437 [Tax Ordinance] and Exhibit B: Bill No. 1563-A [Cooperation Ordinance]
  5. Copy of Tax Collection Agency Agreement, certified by the Revenue Commissioner of the City and the City Solicitor

E: DOCUMENTS PROVIDED BY REPRESENTATIVE OF UNDERWRITERS

  1. Letter of Representations of City
  2. Blue Sky Memorandum
  3. Rating Letters

F. DOCUMENTS DELIVERED BY TRUSTEE

  1. General Certificate of Trustee with respect to the Indenture
  2. Redemption Notice regarding 1996 Bonds

G. DOCUMENTS DELIVERED BY BOND INSURER

  1. Bond Insurance Policy
  2. Tax Certificate of Bond Insurer

H. OPINIONS OF COUNSEL

  1. General Counsel to the Authority
  2. City Solicitor
  3. Special Counsel to the City
  4. Counsel to the Trustee
  5. Co-Counsel to the Underwriters
  6. Counsel for Bond Insurer
  7. Approving Opinion of Bond Counsel
  8. Reliance letter with respect to Opinion of Bond Counsel
  9. Supplemental Opinion of Bond Counsel

I. DOCUMENTS RELATED TO SWAP

  1. Option On Interest Rate Swap Transaction Agreement
  2. Certificate Identifying Anticipatory Hedge
  3. Swap Provider's Certificate
  4. Swap Broker's Certificate