2003 Bond Documents: Regarding Special Tax Revenue Refunding Bonds

2003 Closing Documents Index

A. BACKGROUND DOCUMENTS

1. Amended and Restated Indenture of Trust
2. First Supplement to the Amended and Restated Indenture of Trust
3. Second Supplement to the Amended and Restated Indenture of Trust

B. BASIC BOND DOCUMENTS

1. Third Supplement to the Amended and Restated Indenture of Trust
   • Exhibit A: Form of 2003 Bond
   • Exhibit B: Interest Rate Swap Transaction Documents
2. Consent of FGIC to Amendments in 3rd Supplement
3. Bond Purchase Contract
   • Exhibit A: Letter of Representations
   • Exhibit B: Supplemental Legal Opinion of Bond Counsel
   • Exhibit C: Opinion of Counsel Authority addressed to Representative
   • Exhibit D: Opinion of City Solicitor Addressed to Representative
4. Remarketing Agreement
5. Standby Bond Purchase Agreement
   • Exhibit A: Notice of Bank Purchase (Liquidity Purchase)
   • Exhibit B: Notice of Bank Purchase (Mandatory Purchase)
   • Exhibit C: Request for Extension
   • Exhibit D: Notice of Extension
   • Exhibit E: Notice of Termination
   • Exhibit F: Custody Agreement (Form)
   • Exhibit G: Notice of Increase of Available Commitment
   • Exhibit H: Confirming Agreement (Form)
6. Custody Agreement
7. Confirming Agreement
8. Preliminary Official Statement
9. Official Statement (with Appendices)
10. Tax Compliance Agreement
    • Exhibit A: Sources and Uses
    • Exhibit B: Certificate of Underwriter
    • Exhibit C: Certificate of Bank
    • Exhibit D: Certificate of Bond Insurer
    • Exhibit E: Opinion of Ballard Spahr Andrews and Ingersoll, LLP
    • Exhibit F: Pricing Certificate of JPMorgan Chase Bank
11. IRS Form 8038-G
12. Closing Receipt
    • Schedule I: Total Amount Due from Representative
    • Schedule II: Financing Fees and Expenses
13. UCC Financing Statement
14. Specimen Bonds

C. DOCUMENTS PROVIDED BY THE AUTHORITY

1. Disbursement Letter Agreement with State Treasurer
2. Proof of Publication
3. Letters of appointing authorities concerning appointment of Authority Board
4. Certificate of Secretary of Authority relating to By-Laws, Resolutions and forms of Bonds
   • Exhibit A: Authority Bylaws
   • Exhibit B: Bond Resolution
   • Exhibit C: Resolution Approving Intergovernmental Cooperation Agreement
   • Exhibit D: Form of Bonds
   • Exhibit E: Certificate of Bond Pricing Committee
5. Certificate of Authority pursuant to the Bond Purchase Contract
   • Exhibit A: Verification Report of Deloitte and Touch
6. Consent of FGIC to Amendments in 3rd Supplement
7. Letter of Authority to City regarding Amended and Restated Indenture of Trust with Consent by City
8. Certificate of JPMorgan Chase Bank (the Liquidity Provider)
9. Certificate of Assistance Corporate Secretary of JPMorgan Chase Bank to authority officer to execute documents on behalf of JPMorgan Chase Bank
10. Consent of Accountants, Deloitte and Touche, as to inclusion of Audit Report in OS and POS

D. DOCUMENTS PROVIDED BY THE CITY

1. Certificate as to Incumbency and Signatures of City officials
2. Certificate of Director of Finance
3. Certificate of Director of Finance certifying the most recent Financial Plan of the City
   • Five Year Plan of City for fiscal years 2002 through 2007
4. Certificate of Chief Clerk as to effectiveness of ordinances and Resolutions
   • Exhibit A: Bill No. 1437 (Tax Ordinance)
   • Exhibit B: Bill No. 1563-A (Cooperation Ordinance)
   • Exhibit C: Resolution Approving Plan
5. Copy of Tax Collection Agency Agreement, certified by the Revenue Commissioner of the City and the City Solicitor

E: DOCUMENTS PROVIDED BY REPRESENTATIVE OF UNDERWRITERS

1. Letter of Representations of City
2. Blue Sky Memorandum
3. Rating Letters

F. DOCUMENTS DELIVERED BY TRUSTEE

1. General Certificate of Trustee with respect to the Indenture
2. Redemption Notice regarding 1993A Bonds

G. DOCUMENTS DELIVERED BY BOND INSURER

1. Bond Insurance Policy
2. Tax Certificate of Bond Insurer

H. OPINIONS OF COUNSEL

1. General Counsel to the Authority
2. City Solicitor
3. Special Counsel to the City
4. Counsel to the Trustee
5. Co-Counsel to the Underwriters
6. Counsel for Bond Insurer
7. Approving Opinion of Bond Counsel
   • Reliance letter addressed to the Underwriters
8. Supplemental Opinion of Bond Counsel
9. Opinion of Counsel to Liquidity Provider

I. DOCUMENTS RELATED TO SWAP

1. Option On Interest Rate Swap Transaction Agreement
2. Certificate Identifying Anticipatory Hedge
3. Opinion of Ballard Spahr Andrews & Ingersoll, LLP re: Integration of Hedge
4. Swap Provider's Certificate
5. Swap Broker's Certificate
6. Opinions of Ballard Spahr Andrews & Ingersoll, LLP re:
   • Yield Calculation
   • Impact of Basis Cap
7. Verification Reports of Drucker & Scaccetti, P.C.
   • Savings Generated by Swaption
   • Yield Verification