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| PREPARED BY: KLETT ROONEY LIEBER & SCHORLING |
| a professional corporation |
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| $89,950,000 Special Tax Revenue Refunding Bonds (City of Philadelphia Funding Program) Series of 2006 |
Closing Documents List |
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| Bond Documents |
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| A. BACKGROUND DOCUMENTS |
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A_0001 - Copy of the Amended and Restated Indenture of Trust dated as of December 1, 1994 |
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A_0002 - Copy of the First Supplement to the Amended and Restated Indenture of Trust dated as of May 15, 1996 |
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A_0003 - Copy of the Second Supplement to the Amended and Restated Indenture of Trust dated as of April 1, 1999 |
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A_0004 - Copy of the Third Supplement to the Amended and Restated Indenture of Trust dated as of June 1, 2003 |
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A_0005 - DTC Blanket Letter of Representation (executed in 1999) |
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| B. BASIC BOND DOCUMENTS |
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B_0001 - Fourth Supplement to Amended and Restated Indenture of Trust dated as of June 1, 2006 |
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B_0001a - Exhibit A: Form of 2006 Bond |
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B_0001b - Exhibit B: Interest Rate Swap Transaction Documents |
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B_0002 - Bond Purchase Contract |
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B_0002a - Exhibit A: Letter of Representations |
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B_0002b - Exhibit B: Supplemental Legal Opinion of Bond Counsel |
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B_0002c - Exhibit C: Opinion of Counsel to Authority addressed to Representative |
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B_0002d - Exhibit D: Opinion of City Solicitor addressed to Representative |
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B_0002e - Exhibit E: Opinion of Special Counsel to the City addressed to Representative |
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B_0003 - Auction Agency Agreement |
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B_0004 - Broker Dealer Agreement |
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B_0005 - Official Statement |
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B_0006 - Tax Compliance Agreement |
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B_0006a - Exhibit A: Sources and Uses |
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B_0006b - Exhibit B: Certificate of Underwrite |
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B_0006c - Exhibit C: Certificate of Bond Insurer |
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B_0006d - Exhibit D: Certificates of Swap Provider and Swap Broker |
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B_0007 - Internal Revenue Service Form 8038-G |
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B_0008 - Closing Receipt |
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B_0008a - Schedule I: Sources and Uses |
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B_0008b - Schedule II: Financing Fees and Expenses |
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B_0009 - Specimen Bonds |
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B_0010 - Continuing Disclosure Agreement |
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| C. DOCUMENTS PROVIDED BY THE AUTHORITY |
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C_0001 - Disbursement Letter Agreement with the State Treasurer |
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C_0002 - Proof of Publication Notice pursuant to §303 (b) of the Act. |
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C_0003 - Certificate of Secretary of Authority relating to By-Laws, Resolutions and forms of Bonds, with Exhibits |
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C_0003a - Exhibit A: Authority Bylaws |
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C_0003b - Exhibit B: Bond Resolution |
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C_0003c - Exhibit C: Resolution Approving Intergovernmental Cooperation Agreement |
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C_0003d - Exhibit D: Letter appointing authorities concerning appointment of Authority Board Members |
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C_0003e - Exhibit E: Form of Bond |
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C_0004 - Certificate of Authority pursuant to the Bond Purchase Contract and Section 2.11(f) of the Indenture |
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C_0004a - Exhibit A: Verification Report of Isdaner & Company |
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C_0005 - Letter of Authority to City regarding Amended and Restated Indenture of Trust with Consent by City |
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C_0006 - Consent of Accountants, Isdaner & Company, as to inclusion of Audit Report in OS |
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| D. DOCUMENTS PROVIDED BY THE CITY |
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D_0001 - Certificate as to Incumbency and Signatures of City Officials |
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D_0002 - Certificate of Director of Finance required by Section 9(e)(viii) of the Bond Purchase Contract |
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D_0003 - Certificate of Director of Finance certifying the most recent Financial plan of the City (the "Plan"), as required by Section 9(e)(iii) of the Bond Purchase Contract |
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D_0004 - Certificate of Chief Clerk as to effectiveness of ordinances and Resolutions, with Exhibits |
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D_0004a - Exhibit A: Bill No. 1437 (Tax Ordinance) |
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D_0004b - Exhibit B: Bill No. 1563-A (Cooperation Ordinance) |
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D_0005 - Copy of Tax Collection Agency Agreement, certified by the Commissioner of the City and the City Solicitor |
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| E. DOCUMENTS PROVIDED BY REPRESENTATIVE OF UNDERWRITERS |
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E_0001 - Letter of Representations of City |
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E_0002 - Blue Sky Memorandum |
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E_0003 - Rating Letters |
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| F. DOCUMENTS DELIVERED BY TRUSTEE |
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F_0001 - General Certificate of Trustee with respect to the Indenture, with exhibits |
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F_0002 - Redemption Notice regarding 1996 Bonds |
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| G. DOCUMENTS DELIVERED BY BOND INSURER |
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G_0001 - Bond Insurance Policy |
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G_0002 - Tax Certificate of Bond Insurer |
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| H. OPINIONS OF COUNSEL |
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H_0001 - General Counsel to the Authority |
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H_0002 - City Solicitor |
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H_0003 - Special Counsel to the City |
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H_0004 - Counsel to the Trustee |
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H_0005 - Co-Counsel to the Underwriters |
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H_0006 - Counsel for Bond Insurer |
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H_0007 - Approving Opinion of Bond Counsel |
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H_0008 - Reliance letter with respect to Opinion of Bond Counsel |
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H_0009 - Supplemental Opinion of Bond Counsel |
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| I. DOCUMENTS RELATING TO SWAP |
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I_0001 - Option On Interest Rate Swap Transaction Agreement (December 6, 2001), together with Swap Confirmation (REVISION)(dated June 9, 2006) |
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I_0002 - Certificate Identifying Anticipatory Hedge (December 6, 2001), together with Supplemental Certificate (dated June 13, 2006) |
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I_0003 - Swap Provider's Certificate |
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I_0004 - Swap Broker's Certificate |
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| We welcome your questions and comments. Please email any feedback to info@picapa.org |
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